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Josef Stalin
1879 - 1953

The Soviet statesman Joseph Stalin was the supreme ruler of the
Soviet Union and the leader of world communism for almost 30
years.
Under
Josef Stalin the Soviet Union greatly enlarged its territory,
won a war of unprecedented destructiveness, and transformed
itself from a relatively backward country into the second most
important industrial nation in the world. For these achievements
the Soviet people and the international Communist movement paid
a price that many of Stalin's critics consider excessive. The
price included the loss of millions of lives; massive material
and spiritual deprivation; political repression; an untold waste
of resources; and the erection of an inflexible authoritarian
system of rule thought by some historians to be one of the most
offensive in recent history and one that many Communists
consider a hindrance to further progress in the Soviet Union
itself.
Formative Years
Stalin was born losif Vissarionovich Dzhugashvili on Dec. 21,
1879, in Gori, Georgia. He was the only surviving son of
Vissarion Dzhugashvili, a cobbler who first practiced his craft
in a village shop but later in a shoe factory in the city.
Stalin's father died in 1891. His mother, Ekaterina, a pious and
illiterate peasant woman, sent her teen-age son to the
theological seminary in Tpilisi (Tiflis), where Stalin prepared
for the ministry. Shortly before his graduation, however, he was
expelled in 1899 for spreading subversive views.
Stalin then joined the underground revolutionary Marxist
movement in Tpilisi. In 1901 he was elected a member of the
Tpilisi committee of the Russian Social Democratic Workers
party. The following year he was arrested, imprisoned, and
subsequently banished to Siberia. Stalin escaped from Siberia in
1904 and rejoined the Marxist underground in Tpilisi. When the
Russian Marxist movement split into two factions, Stalin
identified himself with the Bolsheviks.
During the time of the 1904-1905 revolution, Stalin made a name
as the organizer of daring bank robberies and raids on money
transports, an activity that V. I. Lenin considered important in
view of the party's need for funds, although many other Marxists
considered this type of highway robbery unworthy of a
revolutionary socialist.
Stalin participated in congresses of the Russian Social
Democratic Workers party at Tampere, London, and Stockholm in
1905 and 1906, meeting Lenin for the first time at these
congresses. In 1912 Stalin spent some time with Lenin and his
wife in Crakow and then went to Vienna to study the Marxist
literature concerning the nationality problem. This study trip
resulted in a book, Marxism and the National Question. In the
same year Lenin co-opted Stalin into the Central Committee of
the Bolshevik party.
Stalin's trips abroad during these years were short episodes in
his life. He spent the major portion of the years from 1905 to
1912 in organizational work for the movement, mainly in the city
of Baku. The secret police arrested him several times, and
several times he escaped. Eventually, after his return from
Vienna, the police caught him again, and he was exiled to the
faraway village of Turukhansk beyond the Arctic Circle. He
remained here until the fall of czarism. He adopted the name
Stalin ("man of steel") about 1913.
First Years of Soviet Rule
After the fall of czarism, Stalin made his way at once to
Petrograd, where until the arrival of Lenin from Switzerland he
was the senior Bolshevik and the editor of Pravda, the party
organ. After Lenin's return, Stalin remained in the high
councils of the party, but he played a relatively inconspicuous
role in the preparations for the October Revolution, which
placed the Bolsheviks in power. In the first Cabinet of the
Soviet government, he held the post of people's commissar for
nationalities.
During the years of the civil war (1918-1921), Stalin
distinguished himself primarily as military commissar during the
battle of Tsaritsyn (Stalingrad), in the Polish campaign, and on
several other fronts. In 1919 he received another important
government assignment by being appointed commissar of the
Workers and Peasants Inspectorate. Within the party, he rose to
the highest ranks, becoming a member of both the Political
Bureau and the Organizational Bureau. When the party Secretariat
was organized, he became one of its leading members and was
appointed its secretary general in 1922. Lenin obviously valued
Stalin for his organizational talents, for his ability to knock
heads together and to cut through bureaucratic red tape. He
appreciated Stalin's capabilities as a machine politician, as a
troubleshooter, and as a hatchet man.
The strength of Stalin's position in the government and in the
party was anchored probably by his secretary generalship, which
gave him control over party personnel administration - over
admissions, training, assignments, promotions, and disciplinary
matters. Thus, although he was relatively unknown to outsiders
and even within the party, Stalin doubtless ranked as the most
powerful man in Soviet Russia after Lenin.
During Lenin's last illness and after his death in 1924, Stalin
served as a member of the three-man committee that conducted the
affairs of the party and the country. The other members of this
"troika" arrangement were Grigori Zinoviev and Lev Kamenev. The
best-known activity of this committee during the years 1923-1925
was its successful attempt to discredit Leon Trotsky and to make
it impossible for him to assume party leadership after Lenin's
death. After the committee succeeded in this task, Stalin turned
against his two associates, who after some hesitation made
common cause with Trotsky. The conflict between these two groups
can be viewed either as a power struggle or as a clash of
personalities, but it also concerned political issues - a
dispute between the left wing and the right wing of bolshevism.
The former feared a conservative perversion of the revolution,
and the latter were confident that socialism could be reached
even in an isolated and relatively backward country. In this
dispute Stalin represented, for the time being, the right wing
of the party. He and his theoretical spokesman, Nikolai Bukharin,
warned against revolutionary adventurism and argued in favour of
continuing the more cautious and patient policies that Lenin had
inaugurated with the NEP (New Economic Policy).
In 1927 Stalin succeeded in defeating the entire left opposition
and in eliminating its leaders from the party. He then adopted
much of its domestic program by initiating a 5-year plan of
industrial development and by executing it with a degree of
recklessness and haste that antagonized many of his former
supporters, who then formed a right opposition. This opposition,
too, was defeated quickly, and by the early 1930s Stalin had
gained dictatorial control over the party, the state, and the
entire Communist International.
Stalin's Personality
Although always depicted as a towering figure, Stalin, in fact,
was of short stature. He possessed the typical features of
Transcaucasians: black hair, black eyes, a short skull, and a
large nose. His personality was highly controversial, and it
remains shrouded in mystery. Stalin was crude and cruel and, in
some important ways, a primitive man. His cunning, distrust, and
vindictiveness seem to have reached paranoid proportions. In
political life he tended to be cautious and slow-moving. His
style of speaking and writing was also ponderous and graceless.
Some of his speeches and occasional writings read like a
catechism. He was at times, however, a clever orator and a
formidable antagonist in debate. Stalin seems to have possessed
boundless energy and a phenomenal capacity for absorbing
detailed knowledge.
About Stalin's private life, little is known beyond the fact
that he seems always to have been a lonely man. His first wife,
a Georgian girl named Ekaterina Svanidze, died of tuberculosis.
His second wife, Nadezhda Alleluyeva, committed suicide in 1932,
presumably in despair over Stalin's dictatorial rule of the
party. The only child from his first marriage, Jacob, fell into
German hands during World War II and was killed. The two
children from his second marriage outlived their father, but
they were not always on good terms with him. The son, Vasili, an
officer in the Soviet air force, drank himself to death in 1962.
The daughter, Svetlana, fled to the United States in the 1960s.
Stalin's Achievements
In successive 5-year plans, the Soviet Union under Stalin
industrialized and urbanized with great speed. Although the
military needs of the country drained away precious resources
and World War II brought total destruction to some of the
richest areas of the Soviet Union and death to many millions of
citizens, the nation by the end of Stalin's life had become the
second most important industrial country in the world.
The price the Soviet Union paid for this great achievement
remains staggering. It included the destruction of all remnants
of free enterprise in both town and country and the physical
destruction of hundreds of thousands of Russian peasants. The
transformation of Soviet agriculture in the early 1930s into
collectives tremendously damaged the country's food production.
Living standards were drastically lowered at first, and more
than a million people died of starvation. Meanwhile, Stalin
jailed and executed vast numbers of party members, especially
the old revolutionaries and the leading figures in all areas of
endeavour.
In the process of securing his rule and of mobilizing the
country for the industrialization effort, Stalin erected a new
kind of political system characterized by unprecedented severity
in police control, bureaucratic centralization, and personal
dictatorship. Historians consider his regime one of history's
most notorious examples of totalitarianism.
Stalin also changed the ideology of communism and of the Soviet
Union in a subtle but drastic fashion. While retaining the
rhetoric of Marxism-Leninism, and indeed transforming it into an
inflexible dogma, Stalin also changed it from a revolutionary
system of ideas into a conservative and authoritarian theory of
state, preaching obedience and discipline as well as veneration
of the Russian past. In world affairs the Stalinist system
became isolationist. While paying lip service to the
revolutionary goals of Karl Marx and Lenin, Stalin sought to
promote good relations with the capitalist countries and urged
Communist parties to ally themselves with moderate and
middle-of-the-road parties in a popular front against the
radical right.
From the middle of the 1930s onward, Stalin personally managed
the vast political and economic system he had established.
Formally, he took charge of it only in May 1941, when he assumed
the office of chairman of the Council of Ministers. After Nazi
Germany invaded the Soviet Union, Stalin also assumed formal
command over the entire military establishment.
Stalin's conduct of Russian military strategy in the war remains
as controversial as most of his activities. Some evidence
indicates that he committed serious blunders, but other evidence
allows him credit for brilliant achievements. The fact remains
that under Stalin the Soviet Union won the war, emerged as one
of the major powers in the world, and managed to bargain for a
distribution of the spoils of war that enlarged its area of
domination significantly, partly by annexation and partly by the
transformation of all the lands east of the Oder and Neisse
rivers into client states.
Judgments of Stalin
Stalin died of a cerebrovascular accident on March 5, 1953. His
body was entombed next to Lenin's in the mausoleum in Red
Square, Moscow. After his death Stalin became a controversial
figure in the Communist world, where appreciation for his great
achievements was offset to a varying degree by harsh criticism
of his methods. At the Twentieth All-Union Party Congress in
1956, Premier Nikita Khrushchev and other Soviet leaders
attacked the cult of Stalin, accusing him of tyranny, terror,
falsification of history, and self-glorification.
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Josef Vissarionovich Dzhugashvili, who in revolutionary work was
called Koba before adopting the nom de plume Stalin, was born in
Gori, Georgia, to a working-class family; his father was a
cobbler and his mother a domestic servant. Many of the details
of his early life remain in dispute, but his education was
gained at a local church school and the Tiflis (Tbilisi in
Georgian) Orthodox seminary, from which he was expelled in 1899.
He joined the Russian Social Democratic Labor Party soon after
its foundation, and in 1901 was elected to the Tiflis Social
Democratic Committee. Following the split in the party in 1903,
Stalin became a Bolshevik. For the following decade and a half,
he was involved in a variety of revolutionary activities,
including the publication of illegal materials, organizational
work among workers and within the party, and bank raids to
garner funds to sustain party work. He met Vladimir Lenin in
1905, and briefly traveled abroad on party business to
Stockholm, London, Kracow, and Vienna. In 1912 he was elected in
his absence onto the party Central Committee and became an
editor of the party newspaper, Pravda. In 1913 he wrote his most
important early work, Marxism and the National Question. His
revolutionary work was interrupted by arrest in 1902, 1909,
1912, and 1913; he escaped from the first three bouts of exile
and returned to Petrograd from the last one when the tsar fell
in February 1917. In 1903 he married his first wife, Yekaterina
Svanidze, his son Yakov was born in 1904, and his wife died of
tuberculosis in 1907.
When Stalin returned to Petrograd soon after the tsar's fall, he
was one of the leading Bolsheviks in the city. He was elected to
the newly established Russian bureau of the party and to the
editorial board of Pravda. Along with Vyacheslav Molotov and Lev
Kamenev, he championed the policy of support for the Provisional
Government and a defensist position on the war, until Vladimir
Lenin returned in April and overturned these in favor of a more
revolutionary stance. Stalin went along with Lenin's views.
During the revolutionary period, Stalin seems to have spent most
of his time on organizational work. He was not a stirring
speaker like Trotsky or someone with the presence of Lenin, and
therefore after the return of Lenin and the emigrés, he was not
seen as one of the leading lights of the party. Nevertheless,
following the seizure of power in October, Stalin became
people's commissar for nationalities, a position that from April
1919 he held jointly with the post of people's commissar of
state control (from February 1920, the Workers' and Peasants'
Inspectorate). The latter post was concerned with the
elimination of corruption and inefficiency in the central state
machine. During the civil war, Stalin was active on a series of
military fronts, and it was at this time that his first major
clash with Leon Trotsky occurred. More importantly, when the
Politburo, Orgburo, and Secretariat of the Central Committee
were established in March 1919, Stalin became a member of all
three. He was the only member simultaneously of these bodies and
the CC, and was therefore in a place of significant
organizational power. In April 1922 he was elected general
secretary of the party, and therefore the formal head of the
party's organizational machine. With Lenin's illness from May
1922 and his death in January 1924, Stalin was able to make use
of this power to consolidate his control at the top of the party
structure.
Lenin's death was followed by intensified factional conflict
among his would-be successors.
Between 1923 and 1929, Stalin and his supporters successively
outmanoeuvered Trotsky and his supporters, the Left Opposition,
the United Opposition, and the Right Opposition, so that by the
end of the decade, Stalin was primus inter pares. Stalin's
success in these factional conflicts has usually been attributed
to the organizational powers stemming from his ability to use
the machinery of the party to promote his supporters and exclude
the supporters of his opponents. This was clearly a significant
factor in his ability to outflank his opponents at party
meetings and use those symbolically to defeat them through a
party vote. Stalin was the source of jobs, and therefore someone
who was attractive to many with ambitions in Soviet politics.
But Stalin was also a person who espoused the sorts of policies
that would have appealed to many rank-and-file Bolsheviks: The
ability of the USSR to build socialism in one country rather
than having to wait for international revolution and the need to
shift from the gradualist framework of NEP into a more
revolutionary attempt to build socialism, were two of the most
important of such policies. Thus through a combination of the
weaknesses of his opponents, the strength of his organizational
power, and the attractiveness of many of the positions he
espoused, Stalin was able to triumph over his more fancied
rivals for leadership; he was even able to overcome the negative
evaluation of him in Lenin's so-called Testament.
Stalin's defeat of his more prominent rivals did not mean that
he was secure in the leadership of the party in the early 1930s.
At the end of 1927, at Stalin's behest the party adopted the
first of a series of decisions that led to the abandonment of
the moderation of the New Economic Policy and its replacement by
an increasingly rapid pace of industrialization and agricultural
collectivization. This produced continuing strains within the
party, even when the most prominent opponents of this new course
- the Right Opposition led by Nikolai Bukharin, Alexei Rykov,
and Mikhail Tomsky - had been defeated in 1929. In late 1930 the
Syrtsov-Lominadze group and in 1932 the Ryutin Platform were two
important instances of high-ranking party members criticizing
the course of economic policy, with the latter even calling for
Stalin's removal. For many within the party's leading ranks, the
gamble on forced pace industrialization and agricultural
collectivization, while justifiable in terms of the achievement
of the ultimate goal of a socialist society, was in practice
proving to be more costly and disruptive than they had been led
to believe. The reports of widespread popular opposition to
collectivization raised the spectre of the increased isolation
of the party within the society; the trials of so-called
saboteurs in 1930 and 1931 only increased this sense. They were
not reassured by the increasing glorification of Stalin
personally that began on his fiftieth birthday in December 1929.
The cult of Stalin that thus emerged was clearly an attempt to
shift the basis of political legitimacy away from the party and
onto the person of Stalin.
At this time of political uncertainty, in November 1932 Stalin's
second wife, Nadezhda Allilueva who he had married in 1919,
died. At the time it was announced that she had died of a heart
attack, but it was widely believed that she had shot herself.
There have also been rumours that Stalin himself killed her, but
the truth is still not known.
In 1933 a party purge, or chistka, was announced. This was to be
a bloodless affair involving a check on the performance of all
party members and the expulsion of those whose performance was
found to be deficient. This was followed by similar campaigns in
1935 and 1936. Against this background of suspicion of the true
beliefs and commitment of some party members, the seventeenth
congress of the party was held in January - February 1934. This
congress, the so-called Congress of Victors, announced the
successful completion of collectivization, and although there
was a significant level of public glorification of Stalin, there
was also evidence of some high-level dissatisfaction with him.
In December of that year, Leningrad party boss and close
associate of Stalin, Sergei Kirov, was assassinated. Kirov's
death was used as an excuse to crack down on various elements
including so-called Trotskyites and Zinovievites. In January
1935, Kamenev, Grigory Zinoviev, and seventeen other members of
a reputed "centre" were tried and convicted of moral and
political responsibility for the death of Kirov, and were
sentenced to imprisonment. This wave of purging tapered off by
the middle of 1935. However, it surged once again in 1936,
paradoxically at the time of the discussion of the new Stalin
state Constitution adopted in December 1936, lasting unabated
until the end of 1938. The so-called Great Terror, symbolized by
the show trials of Old Bolsheviks in August 1936, January 1937,
and March 1938, destroyed all semblance of opposition to Stalin
and left him supreme at the apex of the party. He was now the
unchallenged leader of the country, the vozhd, untrammelled by
considerations of collective leadership, the absolute arbiter of
the futures of all of those who worked with him in the
leadership and in the country as a whole.
The personal primacy of Stalin, symbolically celebrated in a new
peak of adulation at the time of his sixtieth birthday, occurred
at a time of increasing international tension. In August 1939
the Soviet-German Non-Aggression Pact was signed, an agreement
that Stalin had actively sought. The results of that pact were
played out in the following two years, with Soviet territorial
gains on its western border. In May 1941 Stalin became chairman
of the Council of People's Commissars, or prime minister, to add
to his position as General secretary. The following month,
Germany attacked the Soviet Union, ushering in a new phase in
Stalin's leadership, that of the war leader.
From the time of the attack, Stalin was closely involved in
organizing the defense of the Soviet Union. The long public
delay in any announcement from him following the opening of
hostilities led many to claim that Stalin, who had seemingly
ignored all warnings about the likelihood of German attack, had
been mentally paralyzed by the attack and took no part in the
initial Soviet response. However, it has now become clear that
Stalin was busy in meetings during this time, participating as
he did right through the war in the resolution of issues not
just of civil government but of military strategy and tactics.
Throughout the conflict, Stalin was closely involved in a
practical capacity in directing the Soviet war effort. He was
also important symbolically. By mobilizing Russian nationalism
and presenting himself as its personification, Stalin became the
ultimate symbol of both the Soviet populace and its armed
forces. His refusal to leave Moscow, even when German troops
were at its gates, reinforced this image. It is probable that
the war ushered in the highest point of Stalin's real, as
opposed to cult-presented, popularity. Stalin became known as
the Generalissimo.
With the end of the war, the Soviet Union was clearly one of the
leading powers remaining and Stalin was an international figure,
as symbolized by his presence at the conferences with the
British and U.S. leaders in Tehran, Yalta, and Potsdam. He ruled
over not only the Soviet Union, but also the newly established
socialist states in Eastern Europe. At home, there was a return
to orthodoxy as controls were tightened once again following the
relaxation of the wartime period. Stalin's personal control
remained undiminished. The leadership functioned as Stalin
demanded; formal party organs were largely replaced by loose
groupings of individual leaders summoned at Stalin's whim and
carrying out whatever tasks he accorded to them.
Always a suspicious man, Stalin's sense of paranoia seems to
have grown in the post-war period, something fuelled by the Cold
War. Although there were no purges on the scale of the 1930s,
the more limited use of coercion and terror occurred in the
Leningrad affair of 1949 - 1950, the Mingrelian case of 1951 -
1952, and the Doctors' Plot of 1952 - 1953. As in the 1930s,
such purging occurred against a backdrop of the apogee of the
Stalin cult at the time of his seventieth birthday in 1949. In
this period, Stalin was probably more detached from the daily
process of political life than he had ever been. But this does
not mean that he was any less powerful; he still set the tenor
of political life, and he was in a position to be able to decide
any issue he wished to decide, which is the true measure of a
dictator. His colleagues, really subordinates, may have
maneuvered among themselves for increased power and for
particular policy positions, but none challenged his primacy.
Stalin died on March 5, 1953, probably of natural causes; some
have argued that some of his leadership colleagues may have
poisoned him, but there has been no evidence to sustain this
accusation.
Both of Stalin's wives died at an early age, and he seems to
have had difficult relations with his children. From his second
marriage he had a son, Vasily (b. 1921) and a daughter Svetlana
(b. 1926), both of whom outlived him. Stalin seems to have had
little personal contact with either of these children or with
Yakov, his son by his first marriage. Vasily joined the air
force during the war and through his father's patronage quickly
rose to a leadership position. He subsequently became an
alcoholic. Yakov was in the army and was captured by the
Germans; reports suggest that Stalin refused a prisoner swap
that would have returned Yakov to him. After Stalin's death,
Svetlana married a citizen of India, and when he died in 1966
she took his body to India and decided to remain abroad,
returning briefly in 1984.
Stalin was the longest-serving leader of the Soviet Union and
clearly left a major imprint on its development. He has been
described as cruel, secretive, manipulative, opportunistic,
doctrinaire, paranoid, devoid of human feelings and sentiment,
single-minded, and power-hungry. All of these descriptions can
find sustenance in different aspects of Stalin's biography.
Where the balance lies remains a matter of debate. What is clear
is that when he believed it was required, he could be ruthless
in the actions he took against both enemies and supposed
friends. In this sense, he was a man of action. He was not an
intellectual, despite the claims of the cult. His literary
output was moderate in size and generally both turgid in prose
and mechanical in its arguments, but it did gain the status of
orthodoxy within the USSR, a function of his political dominance
rather than the intrinsic merit of his work.
Stalin's life remains the subject of debate. Many aspects are
still highly controversial, with scholars disagreeing widely on
them. The following are among the most important of these.
Why was Stalin victorious? This question has often been posed in
a broader form: Why did the Stalinist system emerge in the
Soviet Union, the first attempt to create a socialist society on
a national scale? Debate on this question has been vigorous
precisely because of the implications its answer was seen to
have for socialist aspirations more generally. Many,
particularly on the right of the political spectrum, argued that
such a system was a logical, even inevitable, result of
revolution and the sort of system that Lenin set in place.
Others argued that, while the Leninist system may have made a
highly coercive, undemocratic system more likely, this was
neither the necessary nor inevitable outcome of either the
revolution or Leninism. Many argued the primacy of
organizational factors, especially the power Stalin was able to
gain and exercise within the party apparatus. Others emphasized
the importance of Stalin's personality, skills, and talents,
especially in contrast to those of his opponents. Another strand
of argument focused upon the regime's desire to bring about
substantial socioeconomic change in an economically and
politically backward society, a situation requiring a high level
of centralization and coercion. Others noted the role of the
party's isolation in Soviet society and the nature of the
recruits flowing into its ranks. This question remains
unresolved, but an answer, most now agree, involves elements of
all of the arguments noted above.
Was Stalin responsible for Kirov's assassination? Those
supporting the view that Stalin was responsible argue that Kirov
was seen as a possible challenge to or replacement for Stalin,
and accordingly Stalin had him assassinated. Other suggestions
have been that Kirov's killer was indeed working for a bloc of
oppositionists as Stalin and his supporters claimed, that he was
working alone, or that it was the security apparatus who had
planned a failed assassination attempt to boost their
institutional stocks but that this went wrong. Despite research
in the archives, no definitive answer has been forthcoming, and
all cases remain circumstantial.
There is now no doubt about Stalin's responsibility for the
terror. This was not a normal party purge that went off the
rails. Given Stalin's position in the party organization and the
position occupied by his supporters, this could not have gone
ahead without his permission. He probably did not have an exact
idea of how many people suffered during the terror, but he must
have had an idea of the general dimensions, and he certainly
knew of some of the individuals who perished, because he signed
lists of victims submitted to him. Ultimately Stalin was
responsible, even if the primary role in the direction of it lay
with his henchmen.
Was Stalin planning another major purge when he died? Those who
argue in favour of this point to the buildup of pressure through
the Leningrad affair, the Mingrelian case, and the Doctors'
Plot, and the enlargement of the party Presidium at the
nineteenth congress of the party in October 1952. This was seen
as preparatory to purging some of the older established leaders
and bringing newer ones forward. Many of those who accept this
logic also accept that Stalin was poisoned. There is no firm
evidence about Stalin's intentions either way, and unless
compelling evidence comes from the archives, this will remain a
moot point.
Finally there is the question of the costs and benefits of
Stalin and his regime. Under his rule, the Soviet Union moved
from being a backward, predominantly agricultural country to one
of the two superpowers on the globe. The living standards of
many of its people rose significantly, as did literacy and
education levels. Urbanization transformed the landscape. And
the Soviet Union won the war against Hitler, something that
would have been highly unlikely without high-level
industrialization. But critics point to the costs: millions
killed as a result of famine, terror, and collectivization; the
massive wastage of resources; the establishment of an economic
system that ultimately could not sustain itself; the development
of a society which crushed individual initiative and free
thinking. This was an ambiguous legacy, and one that therefore
was difficult for the regime to handle. Under Khrushchev,
destalinization was a limited policy that refused to come to
grips with the reality of the Stalin regime. When discussion was
again permitted, under Mikhail Gorbachev, the political
circumstances of the time prevented a balanced evaluation from
emerging. Russia still must broach this question, but it is
likely that this will only happen in a satisfactory way when the
Stalin issue is not seen to have contemporary political
relevance. That may be some time off.
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Josef
Stalin was the leader of the Soviet Union from mid-1920s to his
death in 1953 and General Secretary of the Communist Party of
the Soviet Union (1922-1953), a position which had later become
that of party leader.
Stalin became general secretary of the Soviet Communist Party in
1922 and following the death of Vladimir Lenin, he prevailed
over Leon Trotsky in a power struggle during the 1920s. In the
1930s Stalin eliminated effective political opposition both
within the Party and among the population (see Gulag) and
consolidated his authority with the Great Purge, a period of
widespread arrests and executions which reached its peak in
1937, remaining in power through World War II and until his
death. Stalin molded the features that characterized the new
Soviet regime; his policies, based on Marxist Leninist ideology,
are often considered to represent a political and economic
system called Stalinism.
Under Stalin, who replaced the New Economic Policy (NEP) of the
1920s with five year plans (introduced in 1928) and collective
farming, the Soviet Union was transformed from a largely peasant
society to a major world industrial power by the end of the
1930s. However, collectivization was violently resisted by many
peasants, resulting in millions of casualties amid famine and
mass repression against peasants deemed "kulaks" by the
authorities.
A hard-won victory in World War II (the Great Patriotic War,
1941 45), made possible in part through the capacity for
production that was the outcome of industrialization, laid the
groundwork for the formation of the Warsaw Pact and established
the USSR as one of the two major world powers, a position it
maintained for nearly four decades following Stalin's death in
1953.
Stalin's cult of personality, his concentration of power and the
means of its execution has led to a common characterization of
him as a dictator and to an opinion that he was personally
responsible, directly or indirectly, via his policies, for
millions or tens of millions of deaths and unjust imprisonments
in the Soviet Union.
Nikita Khrushchev, Stalin's actual successor, denounced his mass
repressions and cult of personality in 1956, initiating the
process of "de-Stalinization".
Stalin was born in Gori, Georgia, to a cobbler named Vissarion
Jughashvili. His mother, Ekaterina Geladze, was born a serf.
Their other three children died young; Joseph, nicknamed "Soso"
(the Georgian pet name for Joseph, or the equivalent of the
nickname "Joe" in the United States), was effectively an only
child. Vissarion Ivanovich Jugashvili was a former serf who,
when freed, became a cobbler. He opened his own shop, but
quickly went bankrupt, forcing him to work in a shoe factory in
Tiflis (Archer 11). Rarely seeing his family and drinking
heavily, Vissarion often beat his wife and small son. One of
Stalin's friends from childhood wrote, "Those undeserved and
fearful beatings made the boy as hard and heartless as his
father." The same friend also wrote that he never saw him cry (Hoober
15). Another of his childhood friends, Iremashvili, felt that
the beatings by Stalin's father gave him a hatred of authority.
He also said that anyone with power over others reminded Stalin
of his father's cruelty.
One of the people for whom Ekaterina did laundry and
housecleaning was a Gori Jew, David Papismedov. Papismedov gave
Joseph, who would help out his mother, money and books to read,
and encouraged him. Decades later, Papismedov came to the
Kremlin to learn what had become of little Soso. Stalin
surprised his colleagues by not only receiving the elderly man,
but happily chatting with him in public places.
In 1888, Stalin's father left to live in Tiflis, leaving the
family without support. Rumors said he died in a drunken bar
fight; however, others said they had seen him in Georgia as late
as 1931. At eight years old, Soso began his education at the
Gori Church School. When attending school in Gori, Soso was
among a very diverse group of students. Stalin and his
classmates were mostly Georgian and spoke one of the seventy
Caucasian languages. However, at school they were forced to use
Russian. Even when speaking in Russian, their Russian teachers
mocked Stalin and his classmates because of their Georgian
accents. His peers were mostly the sons of affluent priests,
officials, and merchants.
Although Stalin later sought to hide his Georgian origins,
during his childhood he was fascinated by Georgian folklore. The
stories he read told of Georgian mountaineers who valiantly
fought for Georgian independence. Stalin's favorite hero of
these stories was a legendary mountain ranger named Koba, which
became his first alias as a revolutionary. He graduated first in
his class and age 14 he was awarded a scholarship to the Tiflis
Theological Seminary, a Russian Orthodox institution which he
attended from 1894 onward. In addition to the small stipend from
the scholarship he was also paid for singing in the choir.
Although his mother wanted him to be a priest (even after he had
become leader of the Soviet Union), he attended seminary not
because of any religious vocation, but because it was one of the
few educational opportunities available as the Tsarist
government of Russia was wary of establishing a university in
Georgia.
Stalin's involvement with the socialist movement (or, to be more
exact, that branch of it that later became the communist
movement) began at the seminary. During these school years,
Stalin joined a Georgian Social-Democratic organization, and
began propagating Marxism. Stalin was expelled from the seminary
in 1899 for these actions. He worked for a decade with the
political underground in the Caucasus, experiencing repeated
arrests and exile to Siberia between 1902 and 1917. He adhered
to Vladimir Lenin's doctrine of a strong centralist party of
professional revolutionaries. His practical experience made him
useful in Lenin's Bolshevik party, gaining him a place on its
Central Committee in January 1912. Some historians have argued
that, during this period, Stalin was actually a Tsarist spy, who
was working to infiltrate the Bolshevik party, but there are no
reliable documents to substantiate this. In 1913 he adopted the
name Stalin, which means "man of steel" in Russian.
His only significant contribution to the development of Marxist
theory at this time was a treatise, written while he was briefly
in exile in Vienna, Marxism and the national question. It
presents an orthodox Marxist position on this important debate.
This treatise may have contributed to his appointment as
People's Commissar for Nationalities Affairs after the
revolution (see Lenin's article On the right of nations to
self-determination for comparison).
Stalin's first wife was Ekaterina Svanidze, to whom he was
married for just three years until her death in 1907. At her
funeral, Stalin said that any warm feelings he had for people
died with her, for only she could mend his heart. With her he
had a son, Yakov Dzhugashvili, with whom he did not get along in
later years. Yakov served in the Red Army and was captured by
the Nazis. They offered to exchange him for a German officer,
but Stalin turned the offer down, allegedly saying "I have no
son named Yakov," and Yakov is said to have died running into an
electric fence in the camp where he was being held. This
however, is the "official report", and to this day, his cause of
death is not known. Nonetheless, there are many who believe his
death was a suicide.
His second wife was Nadezhda Alliluyeva, who died in 1932; she
may have committed suicide by shooting herself after a quarrel
with Stalin, leaving a suicide note which according to their
daughter was "partly personal, partly political". "Officially",
she died of an illness, but other theories claim that Stalin
himself killed her. It is alleged that Stalin had said "She died
an enemy," at her funeral. With her, he had two children: a son,
Vassili, and a daughter, Svetlana. Vassili rose through the
ranks of the Soviet Air Force, but died an alcoholic in 1962.
Stalin doted on Svetlana when she was young, but she ended up
defecting from the Soviet Union in 1967.
Stalin's mother died in 1937; he did not attend the funeral but
instead sent a wreath. Stalin is said to have remained bitter at
his mother because of her forcing him to join the Tiflis
Theological Seminary, and is reputed to have called her "an old
whore."
In March 2001, Russian Independent Television NTV discovered a
previously unknown grandson living in Novokuznetsk. Yuri Davydov
told NTV that his father had told him of his lineage, but,
because the campaign against Stalin's cult of personality was in
full swing at the time, he was told to keep quiet. Several
historians, including Alexander Solzhenitsyn, had mentioned a
son being born to Stalin and his common law wife, Lida, in 1918
during his exile in northern Siberia.
In 1912 Stalin was co-opted to the Bolshevik Central Committee
at the Prague Party Conference. In 1917 Stalin was editor of
Pravda while Lenin and much of the Bolshevik leadership were in
exile. Following the February Revolution, Stalin and the
editorial board took a position in favor of supporting
Kerensky's provisional government and, it is alleged, went to
the extent of declining to publish Lenin's articles arguing for
the provisional government to be overthrown. When Lenin returned
from exile, he wrote the April Theses which put forward his
position.
In April 1917, Stalin was elected to the Central Committee with
the third highest vote total in the party and was subsequently
elected to the Politburo of the Central Committee (May 1917); he
held this position for the remainder of his life.
According to many accounts, Stalin only played a minor role in
the revolution of November 7.Other writers such as Adam Ulam
stressed that each man in the Central Committee had a job he was
assigned to do.
During the Russian Civil War and Polish-Soviet War, Stalin was
political commissar of the Red Army at various fronts. Stalin's
first government position was as People's Commissar of
Nationalities Affairs (1917-23). Also, he was People's Commissar
of Workers and Peasants Inspection (1919-22), a member of the
Revolutionary Military Council of the republic (1920-23) and a
member of the Central Executive Committee of the Congress of
Soviets (from 1917).
In April 1922 Stalin became general secretary of the ruling
Communist Party, a post that he subsequently built up into the
most powerful in the country. This position was an unwanted one
within the party (Stalin was sometimes referred to as "Comrade
Card-Index" by fellow party members) but Stalin saw its
potential as a power base. The position had great influence on
who joined the party. This allowed him to fill the party with
his allies. Stalin's accumulation of personal power increasingly
alarmed the dying Lenin, and in Lenin's Testament he famously
called for the removal of the "rude" Stalin, also stating that
Stalin's views were too extreme and violent. However, this
document was suppressed by members of the Central Committee,
many of whom were also criticised by the Bolshevik leader in the
testament.
After Lenin's death in January 1924, Stalin, Kamenev and
Zinoviev together governed the party, placing themselves
ideologically between Trotsky (on the left wing of the party)
and Bukharin (on the right).
During this period, Stalin abandoned the traditional Bolshevik
emphasis on international revolution in favor of a policy of
building "Socialism in One Country", in contrast to Trotsky's
theory of Permanent Revolution. Stalin would soon switch sides
and join with Bukharin. Together they fought a new opposition of
Trotsky, Kamenev and Zinoviev. By 1928 (the first year of the
Five-Year Plans) Stalin was supreme among the leadership, and
the following year Trotsky was exiled because of his intrigues.
Having also outmaneuvered Bukharin's Right Opposition and now
advocating collectivization and industrialization, Stalin can be
said to have exercised control over the party and the country.
However, as the popularity of other leaders such as Sergei Kirov
and the so-called Ryutin Affair were to demonstrate, Stalin did
not achieve absolute power until the Great Purge of 1936 38.
The Russian Civil War had had a devastating effect on the
country's economy. Industrial output in 1922 was 13% of that in
1914. Under Stalin's direction, the New Economic Policy, which
allowed a degree of market flexibility within the context of
socialism, was replaced by a system of centrally ordained
Five-Year Plans in the late 1920s. These called for a highly
ambitious program of state-guided crash industrialization and
the collectivization of agriculture. In spite of early
breakdowns and failures, the first two Five-Year Plans achieved
rapid industrialization from a very low economic base. The
Soviet Union, generally ranked as the poorest nation in Europe
in 1922, now industrialized at a phenomenal rate, far surpassing
Germany's pace of industrialization in the 19th century and
Japan's earlier in the 20th.
With no seed capital, little foreign trade, and barely any
modern industry to start with, Stalin's government financed
industrialization by both restraining consumption on the part of
ordinary Soviet citizens, to ensure that capital went for
re-investment into industry, and by ruthless extraction of
wealth from the peasantry. In specific but common cases,
industrial labor was knowingly underpaid. First, there was use
of the almost free labor of prisoners in forced-labor camps.
Second, there was frequent "mobilization" of communists and
Komsomol members for various construction projects.
Stalin's regime moved to force collectivization of agriculture.
The theory behind collectivization was that it would replace
small-scale unmechanised and inefficient farms with large-scale
mechanized farms that would produce food far more efficiently.
Collectivization meant drastic social changes, on a scale not
seen since the abolition of serfdom in 1861, and alienation from
control of the land and its produce. Collectivization also meant
a drastic drop in living standards for many peasants, and it
faced widespread and often violent resistance among the
peasantry.
In the first years of collectivization, it was estimated that
industrial and agricultural production would rise by 200% and
50%, respectively; however, agricultural production actually
dropped. Stalin blamed this unexpected drop on kulaks (rich
peasants), who resisted collectivization. Therefore those
defined as "kulaks," "kulak helpers" and later "ex-kulaks" were
to be shot, placed into Gulag labor camps, or deported to remote
areas of the country, depending on the charge.
The two-stage progress of collectivization interrupted for a
year by Stalin's famous editorial, "Dizzy with success" (Pravda,
March 2, 1930) is a prime example of his capacity for tactical
retreats.
Many historians agree that the disruption caused by forced
collectivization was largely responsible for major famines which
caused up to 5 million deaths in 1932 33, particularly in
Ukraine and the lower Volga region. (Chairman Mao Zedong of
China would trigger a similar famine in 1958 to 1960 with his
Great Leap Forward.)
Not only rich peasants were killed. The Black Book of Communism
documents that all grains were taken from areas that did not
meet targets, including the next year's seed grain. It also
documents that peasants were forced to remain in the starving
areas, sales of train tickets were stopped, and the State
Political Directorate set up barriers to prevent people from
leaving the starving areas (p. 164). The Soviet Union exported
grain while millions of Soviet citizens were starving to death
(p. 167).
Science in the Soviet Union was under strict ideological
control, along with art, literature and everything else. On the
positive side, there was significant progress in "ideologically
safe" domains due to the free Soviet education system and
state-financed research. However, in several cases the
consequences of ideological pressure were dramatic, the most
notable examples being the "bourgeois pseudosciences," genetics
and cybernetics.
In the late 1940s there were also attempts to suppress special
and general relativity, as well as quantum mechanics, on grounds
of "idealism." However, top Soviet physicists made it clear that
without using these theories, they would be unable to create a
nuclear bomb.
Linguistics was the only area of Soviet academic thought to
which Stalin personally and directly contributed. At the
beginning of Stalin's rule, the dominant figure in Soviet
linguistics was Nikolai Yakovievich Marr, who argued that
language is a class construction and that language structure is
determined by the economic structure of society. Stalin, who had
previously written about language policy as People's Commissar
for Nationalities, felt he grasped enough of the underlying
issues to coherently oppose this simplistic Marxist formalism,
ending Marr's ideological dominance over Soviet linguistics.
Stalin's principal work discussing linguistics is a small essay,
Marxism and Linguistic Questions. Although no great theoretical
contributions or insights came from it, neither were there any
apparent errors in Stalin's understanding of linguistics; his
influence arguably relieved Soviet linguistics from the sort of
ideologically driven theory that dominated genetics.
Scientific research in nearly all areas was hindered by the fact
that many scientists were sent to labor camps (including Lev
Landau, later a Nobel Prize winner, who spent a year in prison
in 1938 39) or executed (e.g. Lev Shubnikov, shot in 1937). They
were persecuted for their (real or imaginary) dissident views,
and seldom for "politically incorrect" research.
Nevertheless, great progress was made under Stalin in some areas
of science and technology. It laid the ground for the famous
achievements of Soviet science in the 1950s, such as the
development of the BESM-1 computer in 1953 and the launching of
Sputnik in 1957. Indeed, many politicians in the United States
began to fear, after the "Sputnik crisis," that their country
had been eclipsed by the Soviet Union in science and in public
education.
Stalin's government placed heavy emphasis on the provision of
free medical services. Campaigns were carried out against
typhus, cholera, and malaria; the number of doctors was
increased as rapidly as facilities and training would permit;
and death and infant mortality rates steadily declined. General
education was free and was dramatically expanded, with many more
Soviet citizens learning to read and write, and higher education
also expanded. Likewise, the generation that grew up under
Stalin saw a major expansion in job opportunities, especially
for women.
It was during Stalin's reign that the official and long-lived
style of Socialist Realism was established for painting,
sculpture, music, drama and literature. Previously fashionable
"revolutionary" expressionism, abstract art, and avant-garde
experimentation were discouraged or denounced as "formalism."
Careers were made and broken, some more than once. Famous names
were repressed, both "revolutionaries" (among them Isaac Babel,
Vsevolod Meyerhold) and "non-conformists" (for example, Osip
Mandelstam). Others, both representing the "Soviet man" (Arkady
Gaidar) and remnants of the older pre-revolutionary Russia (Konstantin
Stanislavski), thrived. A number of former emigr s returned to
the Soviet Union, among them Alexei Tolstoi in 1925, Alexander
Kuprin in 1936, and Alexander Vertinsky in 1943. It is of note
that Anna Akhmatova was subjected to several cycles of
suppression and rehabilitation, but was never herself arrested,
although her first husband, poet Nikolai Gumilev, had been shot
in 1921, and her son, historian Lev Gumilev, spent two decades
in the Gulag.
The degree of Stalin's personal involvement in general and
specific developments has been assessed variously. His name,
however, was constantly invoked during his reign in discussions
of culture as in just about everything else; and in several
famous cases, his opinion was final.
Stalin's occasional beneficence showed itself in strange ways.
For example, Mikhail Bulgakov was driven to poverty and despair;
yet, after a personal appeal to Stalin, he was allowed to
continue working. His play, "The Days of the Turbins," with its
sympathetic treatment of an anti-Bolshevik family caught in the
Civil War, was finally staged, apparently also on Stalin's
intervention, and began a decades-long uninterrupted run at the
Moscow Arts Theater.
Some insights into Stalin's political and esthetic thinking
might perhaps be gleaned by reading his favorite novel, Pharaoh,
by the Polish writer Bolesław Prus, a historical novel on
mechanisms of political power. Similarities have been pointed
out between this novel and Sergei Eisenstein's film, Ivan the
Terrible, produced under Stalin's tutelage.
In architecture, a Stalinist Empire Style (basically, updated
neoclassicism on a very large scale, exemplified by the seven
skyscrapers of Moscow) replaced the constructivism of the 1920s.
An amusing anecdote has it that the Moskva Hotel in Moscow was
built with mismatched side wings because Stalin had mistakenly
signed off on both of the two proposals submitted, and the
architects had been too afraid to clarify the matter. (This was
actually just a joke: the hotel had been built by two
independent teams of architects that had different visions of
how the hotel should look.)
Stalin's role in the fortunes of the Russian Orthodox Church is
complex. Continuous persecution in the 1930s resulted in its
near-extinction: by 1939, active parishes numbered in the low
hundreds (down from 54,000 in 1917), many churches had been
levelled, and tens of thousands of priests, monks and nuns were
dead or imprisoned. During World War II, however, the Church was
allowed a partial revival, as a patriotic organization:
thousands of parishes were reactivated, until a further round of
suppression in Khrushchev's time. The Church Synod's recognition
of the Soviet government and of Stalin personally led to a
schism with the Russian Orthodox Church Outside Russia that
remains not fully healed to the present day. Just days before
Stalin's death, certain religious sects were outlawed and
persecuted.
Stalin, as head of the Politburo, consolidated near-absolute
power in the 1930s with a Great Purge of his political and
ideological opponents (real or merely suspected), culminating in
the extermination of the majority of the original Bolshevik
Central Committee and of over half of the largely pliant
delegates of the 17th Party Congress in January 1934. Measures
ranged from imprisonment in Gulag labor camps to execution after
a show trial or summary trial by NKVD troikas. Some argue that a
motive for the purge was a feeling that the Party needed to be
unified in the face of anticipated conflict with Nazi Germany;
others believe that it was motivated only by Stalin's desire to
consolidate his own power.
Several trials known as the Moscow Trials were held, but the
procedures were replicated throughout the country. There were
four key trials during this period: the Trial of the Sixteen
(August 1936); Trial of the Seventeen (January 1937); the trial
of Red Army generals, including Marshal Tukhachevsky (June
1937); and finally the Trial of the Twenty One (including
Bukharin) in March 1938.
Trotsky's August 1940 assassination in Mexico, where he had
lived in exile since 1936, eliminated the last of Stalin's
opponents among the former Party leadership. Only three members
of the "Old Bolsheviks" (Lenin's Politburo) now remained in
Politburo Stalin himself, "the all-Union Chieftain" (всесоюзный
староста) Mikhail Kalinin, and Chairman of Sovnarkom Vyacheslav
Molotov. The repression of so many formerly high-ranking
revolutionaries and party members led Leon Trotsky to claim that
a "river of blood" separated Stalin's regime from that of Lenin.
However, it has been argued that Stalin only continued the
political repressions that had started under Lenin's regime,
such as labor camps and express executions of political
opponents.
No segment of society was left untouched during the purges.
Article 58 of the legal code, listing prohibited "anti-Soviet
activities", was applied in the broadest manner. Initially, the
execution lists for the enemies of the people were confirmed by
the Politburo. Over time the procedure was greatly simplified
and delegated down the line of command. The Russian word troika
gained a new meaning: a quick, simplified trial by a committee
of three subordinated to NKVD. Towards the end of the purge, the
Politburo relieved NKVD head Nikolai Yezhov, from his position
for overzealousness. He was subsequently executed. Some
historians such as Amy Knight and Robert Conquest postulate that
Stalin had Yezhov and his predecessor, Yagoda, removed in order
to deflect blame from himself.
Shortly before, during and immediately after World War II,
Stalin conducted a series of deportations on a huge scale which
profoundly affected the ethnic map of the Soviet Union. Over 1.5
million people were deported to Siberia and the Central Asian
republics. Separatism, resistance to Soviet rule and
collaboration with the invading Germans were cited as the main
official reasons for the deportations.
The following ethnic groups were deported completely or
partially: Poles, Koreans, Volga Germans, Crimean Tatars,
Kalmyks, Chechens, Ingush, Balkars, Karachays, Meskhetian Turks,
Finns, Bulgarians, Greeks, Armenians, Latvians, Lithuanians,
Estonians. Large numbers of Kulaks, regardless of their
nationality, were resettled to Siberia and Central Asia.
In February 1956, Nikita Khrushchev condemned the deportations
as a violation of Leninist principles, and reversed most of
them, although it was not until as late as 1991 that the Tatars,
Meskhs and Volga Germans were allowed to return en masse to
their homelands. The deportations had a profound effect on the
peoples of the Soviet Union. The memory of the deportations
played a major part in the separatist movements in the Baltic
republics, Tatarstan and Chechnya.
About one million people were shot during the periods 1935 38,
1942 and 1945 50 and millions of people were transported to
Gulag labor camps. In Georgia about 80,000 people were shot
during 1921, 1923 24, 1935 38, 1942 and 1945-50, and more than
100,000 people were transported to Gulag camps.
On March 5, 1940, Stalin himself and other Soviet leaders signed
the order to execute 25,700 Polish intelligentsia including
14,700 Polish POWs. It became known as Katyn massacre. See
massacre of prisoners.
It is generally agreed by historians that if famines, prison and
labor camp mortality, and state terrorism (deportations and
political purges) are taken into account, Stalin and his
colleagues were directly or indirectly responsible for the
deaths of millions. How many millions died under Stalin is
greatly disputed. Although no official figures have been
released by the Soviet or Russian governments, most estimates
put the figure between 10 and 50 million. Comparison of the 1926
37 census results suggests 5 10 million deaths in excess of what
would be normal in the period, mostly through famine in 1931 34.
The 1926 census shows the population of the Soviet Union at 147
million and in 1937 another census found a population of between
162 and 163 million. This was 14 million less than the projected
population value and was suppressed as a "wrecker's census" with
the census takers severely punished. A census was taken again in
1939, but its published figure of 170 million has been generally
attributed directly to the decision of Stalin. Note that the
figure of 14 million does not have to imply 14 million
additional deaths, since as many as 3 million may be births that
never took place due to reduced fertility and choice.
Since "the margin of error" with regard to the number of
Stalin's victims is virtually impossible to narrow down to a
universally accepted figure, various historians have come up
with extremely varying estimates of the number of victims, the
highest being 60 million deaths.
A quote popularly attributed to Stalin is "The death of one man
is a tragedy. The death of millions is a statistic." (possibly
said in response to Churchill at the Potsdam Conference in
1945).
After declining Franco-British missions to Moscow in hopes that
the USSR would enter a treaty of Polish defense with them,
Stalin began to negotiate a non-aggression pact with Hitler's
Germany. In his speech on August 19, 1939, Stalin prepared his
comrades for the great turn in Soviet policy, the Molotov
Ribbentrop Pact with Nazi Germany which divided Central Europe
into the two powers' respective spheres of influence. The exact
motivations behind this pact are disputed, but it appears that
neither side expected it to last very long.
On September 1, 1939, the German invasion of Poland started
World War II. According to the Molotov Ribbentrop Pact, Eastern
Poland was in the Soviet sphere of influence. Hence, Stalin
decided to intervene and on September 17 the Red Army invaded
Poland as well. Germany and the Soviet Union agreed to modify
the spheres of influences slightly and Poland was divided
between these two states.
According to the pact, the Soviets were promised a slice of
Poland, the annexation of Lithuania, Latvia, and Estonia, and an
undisturbed military advance on Finland, which the Soviets acted
on almost immediately. In November, 1939, Stalin sent troops
over the Finnish border provoking war. The Winter War between
the Soviet Union and Finland proved to be more difficult than
Stalin and the Red Army was prepared for, and the Soviets
sustained high casualties. The Soviets finally prevailed in
March, 1940, but their inferior army had been revealed to the
rest of the world, including Germany.
In June 1941, Hitler broke the pact and invaded the Soviet Union
in Operation Barbarossa. Stalin had not expected this or at the
very least, he had not expected an invasion to come so soon and
the Soviet Union was largely unprepared for this invasion. Until
the last moment, Stalin had sought to avoid any obvious
defensive preparation which might provoke German attack, in the
hope of buying time to modernise and strengthen his military
forces. Even after the attack commenced, Stalin appeared
unwilling to accept the fact and, according to some historians,
was too stunned to react appropriately for a number of days. A
controversial theory put forward by Viktor Suvorov asserts that
Stalin had been preparing an invasion of Germany while
neglecting preparations for defensive warfare, which left Soviet
forces vulnerable despite their heavy concentration near the
border. Such speculations are difficult to substantiate, as
information on the Soviet Army from 1939 to 1941 remains
classified, but it is known that the Soviets had advanced and
detailed warnings of the German invasion through their extensive
foreign intelligence agents, such as Richard Sorge.
The Nazis initially made huge advances, capturing and killing
millions of Soviet troops. The 1937 38 execution of many of the
Red Army's experienced generals had a severely debilitating
effect on the ability of the USSR to organize defences. Hitler's
experts had expected eight weeks of war, and early indications
evidenced their prescience.
In response on November 6, 1941, Stalin addressed the Soviet
Union for only the second time during his three-decade rule (the
first time was earlier that year on July 2). He claimed that
although 350,000 troops had been killed by German attacks, the
Germans had lost 4.5 million soldiers (an inflated figure) and
that Soviet victory was near. The Soviet Red Army did put up
fierce resistance, but during the war's early stages was largely
ineffective against the better-equipped and trained German
forces, until the invaders were halted and then driven back in
December 1941 in front of Moscow. Stalin then worked with
independent-minded Soviet Marshal Georgy Zhukov to orchestrate
the decisive German defeat at the Battle of Stalingrad.
Stalin met in several conferences with Churchill and/or
Roosevelt in Moscow, Tehran, Yalta, and Potsdam to plan military
strategy. His shortcomings as strategist are frequently noted
regarding massive Soviet loss of life and early Soviet defeats.
(In his autobiography Khrushchev claimed that Stalin tried to
conduct tactical decisions using a world globe.) Yet Stalin did
rapidly move Soviet industrial production east of the Volga
river, far from Luftwaffe-reach, to sustain the Red Army's war
machine with astonishing success. Additionally, Stalin was well
aware that other European armies had utterly disintegrated when
faced with Nazi military efficacy and responded effectively by
subjecting his army to galvanizing terror and unrevolutionary
patriotism.
Stalin's Order No. 227 of July 27, 1942 illustrates the
ruthlessness with which he sought to stiffen army resolve: all
those who retreated or otherwise left their positions without
orders to do so were to be summarily shot. Other orders declared
that the families of those who surrendered were subject to NKVD
terror. Barrier forces of SMERSH were soon set up behind
advances to machine-gun anyone who retreated. The surrendering
Soviet troops of the first years of Barbarossa were sent to the
Gulag after their release from POW camps.
In the war's opening stages, the retreating Red Army also sought
to deny resources to the enemy through a scorched earth policy
of destroying the infrastructure and food supplies of areas
before the Germans could seize them. Unfortunately, this, along
with abuse by German troops, caused inconceivable starvation and
suffering among the civilian population that were left behind.
After the tide of war had changed in the Soviet Union's favor,
the Red Army in its 1945 conquest of eastern Germany took
revenge for German depredations and genocide by embarking on a
systematic program of pillaging, expropriation, rape and murder
against the remaining German civilian inhabitants. This program
was officially urged on Red Army men by Soviet propagandist Ilya
Ehrenburg, who among other things wrote: "Follow the words of
Comrade Stalin and crush forever the fascist beast.... Break the
racial pride of the German woman. Take her as your legitimate
booty." Millions of German women were raped, often gang raped,
repeatedly. German sources estimate the number of civilians
killed in the final days of the war, and in the process of
expelling Germans from lands to be annexed to Poland and the
Soviet Union, at 1.5 million to 2 million.
The Soviet Union bore the brunt of civilian and military losses
in World War II. Approximately 7 million Red Army personnel and
20 million civilians died. The Nazis considered Slavs to be
"sub-human," and many people believe the Nazis killed Slavs as
an ethnically targeted genocide. This concept of Slavic
inferiority was also the reason why Hitler did not accept into
his army many Russians who wanted to fight the Stalinist regime
until 1944, when the war was lost for Germany. In the Soviet
Union, World War II left a huge deficit of men of the wartime
fighting-age generation. To this day the war is remembered very
vividly in Russia, Belarus, and other parts of the former Soviet
Union as the Great Patriotic War, and May 9, Victory Day, is one
of Russia's biggest national holidays.
Following World War II, the Red Army occupied much of the
territory that had been formerly held by the Axis countries:
there were Soviet occupation zones in Germany and Austria, and
Hungary and Poland were under practical military occupation,
despite the fact that the latter was formally an Allied country.
Soviet-friendly governments were established in Romania,
Bulgaria, Czechoslovakia, and homegrown communist regimes
existed in Yugoslavia and Albania. Finland retained formal
independence, but was politically isolated and economically
dependent on the Soviet Union. Greece, Italy and France were
under the strong influence of local communist parties, which
were at the very least friendly towards Moscow. Stalin hoped
that the withdrawal of the Americans from Europe would lead to
Soviet hegemony over the whole continent. The foundation of
Trizonia and American help for the anti-communist side in the
Greek Civil War changed the situation. East Germany was
proclaimed a separate country in 1949, ruled by German
communists. Moreover, Stalin made a decision to switch to direct
control over his satellites in Central Europe: all of the
countries were to be ruled by local communist parties that tried
to implement the Soviet template locally.
In 1948 this decision led to the establishment of Stalinist
governments in Poland, Czechoslovakia, Hungary, Romania and
Bulgaria, later called the "Communist Bloc". Communist Albania
remained an ally, but Yugoslavia under Josip Broz Tito broke
with the USSR. Stalin viewed Soviet consolidation of power in
the region as a necessary step to protect the USSR by
surrounding it with countries with friendly governments, to act
as a buffer against possible invaders.
This action reversed the hopes of the West that Eastern Europe
would be friendly to the West and form a cordon sanitaire
(buffer) against Communism. It confirmed the fears of many in
the West that the Soviet Union still intended to spread
communism across the world. The fear and suspicion was further
amplified in 1949 when Mao Zedong's Chinese Communist Party
defeated the pro-Western Chinese Nationalist Party in the
Chinese Civil War. The Soviet Union immediately recognized the
People's Republic of China, which it regarded as a new ally. The
relations between the Soviet Union and its former World War II
western allies soon broke down, and gave way to a prolonged
period of tension and distrust between east and west known as
the Cold War. (See also Iron curtain.)
At home, Stalin presented himself as a great wartime leader who
had led the USSR to victory against the Nazis. By the end of
1940s, Russian nationalism increased. For instance, some
inventions and scientific discoveries were reclaimed by ethnic
Russian researchers. Examples include the boiler engine,
reclaimed by father and son Cherepanovs; the electric bulb, by
Yablochkov and Lodygin; the radio, by Popov; the airplane, by
Mozhaysky; etc.
Stalin's internal repressive policies continued and intensified
(including in newly acquired territories), but never reached the
extremes of the 1930s.
According to some witness accounts, the anti-Semitic campaigns
of 1948-1953 (see Jewish Anti-Fascist Committee, rootless
cosmopolitan, doctors' plot) were only the precursors of greater
repression to come, but if such plans did indeed exist, Stalin
died before he could implement them.
Stalin made very few contributions to Communist (or, more
specifically, Marxist-Leninist) theory, but the contributions he
did make were to be accepted and upheld by all Soviet political
scientists during his rule.
In 1936, Stalin announced that the society of the Soviet Union
consisted of two non-antagonistic classes: workers and kolkhoz
peasantry. These corresponded to the two different forms of
property over the means of production that existed in the Soviet
Union: state property (for the workers) and collective property
(for the peasantry). In addition to these, Stalin distinguished
the stratum of intelligentsia. The concept of non-antagonistic
classes was entirely new to Leninist theory.
Stalin and his supporters, in his own time and since, have
highlighted the notion that socialism can be built and
consolidated in just one country, even one as underdeveloped as
Russia was during the 1920s, and indeed that this might be the
only means in which it could be built in a hostile environment.
According to Khrushchev's autobiography, Stalin frequently
engaged in all night partying, with his aides, after which he
would sleep all day and expect them to stay up and run the
country. On March 1, 1953, after an all-night dinner with
interior minister Lavrenty Beria and future premiers Georgi
Malenkov, Nikolai Bulganin and Nikita Khrushchev, Stalin
collapsed in his room, having probably suffered a stroke that
paralyzed the right side of his body. Although his guards
thought it odd that he did not rise at his usual time the next
day they were under orders not to disturb him and he was not
discovered until that evening. He died four days later, on March
5, 1953, at the age of 73, and was buried on March 9.
Officially, the cause of death was listed as a cerebral
hemorrhage. His body was preserved in Lenin's Mausoleum until
October 31, 1961, when destalinisation was taking place in the
Soviet Union. Stalin's body was then buried by the Kremlin
walls.
It has been suggested that Stalin was murdered. The ex-Communist
exile Avtorkhanov argued this point as early as 1975. The
political memoirs of Vyacheslav Molotov, published in 1993,
claimed Beria had boasted to Molotov that he poisoned Stalin: "I
took him out." In 2003, a joint group of Russian and American
historians announced their view that Stalin ingested warfarin, a
powerful rat poison that thins the blood vessels and causes
strokes and hemorrhages. Since it is flavorless, warfarin is a
plausible murder weapon. But the facts of Stalin's death will
probably never be known with certainty. His demise, however,
arrived at a convenient time for Beria and others, scheduled to
be swept away in another Stalin purge. Whether or not Beria or
others were directly responsible for his death it is true that
the politburo did not summon medical attention for him for more
than a day after he had been found.
Stalin is well known for having created a cult of personality in
the Soviet Union around both himself and Lenin. The embalming of
the Soviet founder in Lenin's Tomb was done over the objection
of Lenin's widow, Nadezhda Krupskaya. Stalin became the focus of
massive adoration and even worship. Numerous towns, villages and
cities were renamed after the Soviet leader (see List of places
named after Stalin) and the Stalin Prize and Stalin Peace Prize
were named in his honor. The dictator relished grandiloquent
titles (e.g. "Coryphaeus of Science," "Father of Nations,"
"Brilliant Genius of Humanity," "Great Architect of Communism,"
"Gardener of Human Happiness"), and helped rewrite Soviet
history to provide himself a more significant role in the
revolution, meanwhile insisting that he be remembered for "the
extraordinary modesty characteristic of truly great people."
Trotsky criticized the cult of personality Stalin built as being
against the values of socialism and Bolshevism by exalting the
individual above the party and class and making criticism of
Stalin unacceptable. The personality cult reached new levels
during the Great Patriotic War with Stalin's name even being
included in the new Soviet national anthem. Stalin became the
focus of a body of literature including poetry as well as music,
paintings and film.
O great Stalin, O leader of the peoples,
Thou who broughtest man to birth.
Thou who fructifies the earth,
Thou who restorest to centuries,
Thou who makest bloom the spring,
Thou who makest vibrate the musical chords...
Thou, splendor of my spring, O thou,
Sun reflected by millions of hearts.
(A. O. Avdienko)
In recent years, Stalin's cult of personality has resurged.
Millions of Russians, exasperated with the downfall of the
economy and instability after the breakup of the Soviet Union,
want Stalin back. A recent poll revealed that over twenty-five
percent of Russians would vote for Stalin if he were still
alive, and the number of people who want a leader like Stalin
continues to grow.
Overall, under Stalin's rule the Soviet Union was transformed
from an agricultural nation to a global superpower. The USSR's
industrialisation was successful in that the country was able to
defend against and eventually defeat the Axis invasion in World
War II though at an enormous cost of human lives. However,
historian Robert Conquest and other Westerners claim that the
USSR was bound for industrialisation which was not necessarily
enhanced by Bolshevik influence. Several other "what if"
speculations do exist, but they are by their very nature
unprovable. Many have also argued that Stalin was partially
responsible for the initial military disasters and enormous
human causalities during WWII, because Stalin eliminated many of
the military officers during the purges, especially the most
senior ones, and ignored the massive amount of information
warning of the German attack.
While Stalin's social and economic policies laid the foundations
for the USSR's emergence as a superpower, the harshness in which
he conducted Soviet affairs was subsequently repudiated by his
successors in the Communist Party leadership, notably the
denunciation of Stalinism by Nikita Khrushchev in February 1956.
In his "Secret Speech", "On the Personality Cult and its
Consequences", delivered to a closed session of the 20th Party
Congress of the Communist Party of the Soviet Union, Khrushchev
denounced Stalin for his cult of personality and his regime for
"violation of Leninist norms of legality". However, his
immediate successors continued to follow the basic principles of
Stalin's rule - the political monopoly of the Communist Party
presiding over a command economy and a security service able to
suppress dissent. On the other hand the large-scale purges were
never repeated.
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